Definitions Accounts of Your Household—Accounts that have been linked in accordance with Schwab’s house-holding guidelines. Restricted stock transactions: Broker-assisted commission pricing schedule applies for all restricted stock trades. Multiple-leg options strategies will involve multiple commissions. The Schwab One brokerage account has no minimum balance requirements, minimum balance charges, minimum trade requirements, and there is no requirement to … The Securities and Exchange Commission (SEC) assesses transaction fees on national securities exchanges and self-regulatory organizations based on the aggregate dollar amount of sales of certain securities. American Depositary Receipt (ADR) Fee—Banks that custody ADRs are permitted to charge ADR holders a fee. 3Transactions for foreign ordinary shares incur additional custody, clearing, and settlement expenses. Product Disclosure Statement: Margin Lending Facility if you wish to add margin trading to your account. 1Excluding mutual funds, commissionable trades that execute over more than one day will be charged a separate commission for each additional day; each separate commission will apply to the portion of the trade executed on the corresponding additional day. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. $100 per certificate. Please see the Charles Schwab Pricing Guide for detailed information on equity and options commissions. If you are not completely satisfied for any reason, at your request Charles Schwab, Hong Kong, Ltd. ("Schwab") will refund any eligible fee related to your concern within the time frames described below. No-Transaction-Fee Funds (includes funds available through the Mutual Fund OneSource. 2. Exchange Process Fee for American Depositary Receipts (ADR)—This is a fee Schwab charges to offset fees imposed on us by executing brokers. There are no fees to open or maintain your account. See the Charles Schwab Pricing Guide for Individual Investors (the "Guide") and any amendments to the Guide for comprehensive details on fees. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Multiple leg options strategies will involve multiple per-contract fees. When trading as principal, Schwab may also be holding the security in its own account prior to selling it to you and, therefore, may make (or lose) money depending on whether the price of the security has risen or fallen while Schwab has held it. †These fees apply to trades of foreign ordinary shares placed directly on a foreign exchange or on the U.S. over-the-counter (OTC) market. Multiple leg options strategies will involve multiple per-contract fees. Trade orders for which price or quantity are changed by the client and, as a result, execute over multiple trades on the same day are each charged a separate commission. See the Charles Schwab Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules. The fee is calculated as the end of day short market value, multiplied by the quoted interest rate, divided by 360. There are no fees to open or maintain your account. available through Schwab Retirement Planner ®, and Schwab Bank Savings, an interest-bearing, FDIC-insured savings feature available through Charles Schwab Bank. Commissions and fees described in this guide are stated in U.S. dollars. Automated Phone Trades—Trades placed through Schwab by Phone™ and TeleBroker®. Schwab's Exchange Process Fee will rise or fall periodically depending upon the rates set by the SEC or by the U.S. option exchanges, as applicable. With your Schwab Global Account™, you can place trade orders for foreign securities on foreign exchanges in foreign currencies. This document provides you with an overview of standard pricing for commission rates, transaction fees, and key account charges and service fees. Additional market data fees can apply at some futures exchanges. Note: For Equity New Issues (Primary and Secondary Offerings), a selling concession is included in the offering price. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Select products such as preferred (US$1,000 par), corporate convertible bonds, corporate subordinated bonds, and corporate perpetual bonds are not available for purchase for clients of Charles Schwab, Hong Kong, Ltd. Multiple-leg options strategies will involve multiple commissions. Program Fee refund requests must be received no later than the next calendar quarter after the Fee was charged. If you are not completely satisfied for any reason, at your request Charles Schwab, Hong Kong, Ltd. ("Schwab") will refund any eligible fee related to your concern within the time frames described below. If you are not completely satisfied for any reason, at your request Charles Schwab, Hong Kong, Ltd. ("Schwab") will refund any eligible fee related to your concern within the time frames described below. Large block transactions (orders of 10,000 or more shares, or orders over $500,000): Can be eligible for special handling and/or pricing—please call us for information. Please see the Charles Schwab Pricing Guide for detailed information on equity and options commissions. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. See Key Pricing Changes below for details regarding changes. Multiple-leg options strategies will involve multiple commissions. 4709153. See Key Pricing Changes below for details regarding changes. Charles Schwab & Co., Inc. (“Schwab”) reserves the right to change or waive fees at our discretion. *TD Ameritrade receives remuneration from fund companies participating in its no-load, no-transaction-fee program for record-keeping and shareholder services, and other administrative services. 2. 2- New customers without an account of Charles Schwab & Co., Inc. and that apart from an account with Stock Plan Services, open a retail brokerage qualified account, and you can win a $100 bonus award and enrol in the offer. International clients: For services in English, 中文 or español, call 1-415-667-8400. Multiple-leg options strategies will involve multiple commissions. 2. Please read the prospectuses for details. 2. Charles Schwab & Co., Inc. ("Schwab") reserves the right to change or waive fees at our discretion. Schwab provides a broad range of value-added services, some of which have associated fees. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Acknowledge receipt of the Charles Schwab Pricing Guide for Individual Investors, How We Compensate Our Investment Professionals, and the Charles Schwab & Co., Inc. Schwab makes a reasonable effort to automatically link qualified accounts of persons with the same last name at the same home address, including accounts held at certain Schwab affiliates. Delivery Fee—Schwab assesses a $100 per-contract fee to offset costs associated with client transactions to make or take delivery of a physically deliverable commodity. Review the Charles Schwab Pricing Guide, ... Charles Schwab, U.K., Limited is authorized and regulated by the Financial Conduct Authority. Pricing information in this Charles Schwab Pricing Guide(“Pricing Guide”) is applicable to your Account(s) managed by an independent investment advisor and supersedes prior pricing details and notices you may have received. A foreign transaction fee is added to trades placed on the U.S. over-the-counter (OTC) market through all channels. Schwab One® Account, Schwab One® Trust, and Schwab Account, Schwab IRA (includes Traditional, Rollover, Roth and Roth Conversion accounts) and Education Savings Account, Schwab One® Estate Account and Inherited IRA Account, Schwab One® Custodial Account and Custodial IRA, SEP-IRA, SARSEP-IRA, SIMPLE IRA, Qualified Retirement Plan, Keogh, Company Retirement Account, Pension Trust, Individual 401(k), and 403(b)(7) Accounts. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Charles Schwab Pricing Guide Pricing information in this Charles Schwab Pricing Guide (“Pricing Guide”) is applicable to your Account(s) managed by an independent investment advisor and supersedes prior pricing details and notices you may have received. 2. Pricing. Charles Schwab & Co., Inc. (“Schwab”) reserves the right to … 2. Other account fees, fund expenses, and brokerage commissions may apply. Order out of certificates (for all U.S. and some Canadian securities): Book entry of securities held electronically at transfer agent (Direct Registration System). Schwab offsets these fees by charging you a single Exchange Process Fee for each covered transaction. 2. If you are not completely satisfied for any reason, at your request Charles Schwab & Co., Inc. ("Schwab"), Charles Schwab Bank ("Schwab Bank"), or another Schwab affiliate, as applicable, will refund any eligible fee related to your concern within the timeframes described below. Download the Schwab Alliance And Mobile Guide. Trades placed on the U.S. over-the-counter (OTC) market, Automated Phone $55: $5 plus a $50 foreign transaction fee, Broker-Assisted $75: $25 plus a $50 foreign transaction fee, Trades placed directly on a foreign exchange, Broker-Assisted The greater of $100 or 0.75% of principal, with no maximum, No-Transaction-Fee Funds (includes funds available through the Mutual Fund OneSource® service), Online and Automated Phone No service charge, Broker-Assisted $25 service charge per trade, Online and Automated Phone Up to $49.95 per buy, $0 per sell, Broker-Assisted Online or automated phone fee plus $25 service charge per trade, Online $0 base commission, $0.65 per-contract fee, Automated Phone $5, plus $0.65 per-contract fee, Broker-Assisted $25, plus $0.65 per-contract fee, Broker-Assisted $1.50 per contract with no additional fee, $0 (a selling concession can be included in the offering price). See Schwab's comprehensive list of commissions, fees, and other costs. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. In addition, other fees not assessed by Schwab can be passed through to you, including, but not limited to, fees charged by our clearing firms and others for commodity handling, inspections, storage and warehousing, delivery financing, etc. Why Schwab The Schwab Difference. Account Fee refund requests must be received within one year of the date that the Fee was charged. Pricing information in this Charles Schwab Pricing Guide for Retirement Plan AccountsGuide(“”) applies only to clients with accounts held at Charles Schwab & Co., Inc., a registered broker-dealer, and is limited to: (1) a retirement plan account serviced by an Independent Recordkeeper, and (2) a Schwab Personal Choice Retirement Account® (PCRA) estab- lished on behalf of retirement plan participants. 2. Review the Charles Schwab Pricing Guide, ... Charles Schwab, U.K., Limited is authorized and regulated by the Financial Conduct Authority. Charles Schwab & Co., Inc. (“Schwab”) reserves the right to … See the Charles Schwab Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules. 3 Options carry a high level of risk and are not suitable for all investors. It may be waivers, for more information, see the Charles Schwab Pricing Guide. 4. TeleBroker®: For access to our automated touch-tone services, call 1-800-2SCHWAB (1-800-272-4922). Box 982605 El Paso, TX 79998-2605 or Charles Schwab Bank, SSB P.O. Please keep this Pricing Guide for your reference. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. commissions and fees listed in the Charles Schwab Pricing Guide for Individual Investors (“Account Fees”) or the Charles Schwab Bank Pricing Guide. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. In order to determine qualification for any fee waiver, Schwab will add up your daily Household Balances for the applicable time period, then divide this total by the number of days in the period. 4. Information detailed in this guide also applies to international clients (clients residing, or who later move, outside the U.S., its territories and possessions). Acknowledge receipt of the Charles Schwab Pricing Guide for Individual Investors, How We Compensate Our Investment Professionals, and the Charles Schwab & Co., Inc. 2. Charles Schwab is a registered broker-dealer, and is not affiliated with Buttonwood Financial Group, LLC or any advisors whose names appear on this website. You will see such fees itemized on your Schwab trade confirmations and account statements for your futures account. Overview See Schwab's comprehensive list of commissions, fees, and other costs. You must contact Schwab to request that the balances and activities of your fiduciary account not be included in Accounts of Your Household and Household Calculations if you determine that it is not appropriate. Box 628291 Orlando, FL 32862-8291 Schwab Bank Bill Pay™ Service: Schwab Bank Bill Pay Customer Service P.O. Discover how easy it is to transfer assets to Schwab. Overview Compare Us See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. See the Charles Schwab Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules. hŞbbd``b`ö†R Ö Á²ÄR‹@Üj«Äšb‚ˆÇ@Bğ�`’’1 Ör Á¡b5 Ù‹@"Ò��‰‘á+�ÅÀÀH%â?cÛG€ Í�< endstream endobj startxref 0 %%EOF 123 0 obj <>stream Note: Custody fees for Non-Publicly Traded Securities are billed annually in arrears. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Charles Schwab & Co., Inc. (“Schwab”) reserves the right to change or waive fees at our discretion. Cost of Investing. See the Charles Schwab Pricing Guide for Individual Investors for full fee and commission schedules. Charles Schwab Pricing Guide for Individual Investors Minimum Deposit Requirements. The amount of this fee will appear on your trade confirmation. Pricing information in this Charles Schwab Pricing Guide for Retirement Plan AccountsGuide(“”) applies only to clients with accounts held at Charles Schwab & Co., Inc., a registered broker-dealer, and is limited to: (1) a retirement plan account serviced by an Independent Recordkeeper, and (2) a Schwab Personal Choice Retirement Account® (PCRA) estab- lished on behalf of retirement plan participants. However, for certain services, the account holder of the Retirement Plan Account may elect to include the Retirement Plan Account in Accounts of Your Household and Household Calculations by providing Schwab with written instructions to do so. You can buy shares directly from a fund company or its principal underwriter or distributor without paying Schwab's transaction or service charges (except Schwab Funds®). Charles Schwab Bank, SSB P.O. If you are not completely satisfied for any reason, at your request Charles Schwab, Hong Kong, Ltd. ("Schwab") will refund any eligible fee related to your concern within the time frames described below. 2. Overview Compare Us 87 0 obj <> endobj 106 0 obj <>/Filter/FlateDecode/ID[<36B079413C454E43B15B0B906E19A2DE><8661107C27CB401EABAB942EEF045B96>]/Index[87 37]/Info 86 0 R/Length 93/Prev 128116/Root 88 0 R/Size 124/Type/XRef/W[1 2 1]>>stream Registered in England and Wales No. 4Standard fees apply on both transactions when placing simultaneous orders to sell one or more transaction-fee fund(s) and purchase additional transaction-fee fund(s) with the proceeds. 2. It is associated with transaction taxes assessed by certain governments as a percentage of the purchase amount on certain securities, and the rate is subject to change. Please see the Charles Schwab Pricing Guide for additional information. 2. Meet the experts behind Schwab's investing insights. For certain securities, if you have an open order or open short position in your Account, whether it is established through short selling, option exercise or assignment, account transfer, or otherwise, Schwab can charge a Stock Borrow Fee. Registered in England and Wales No. Certain Non-Publicly Traded Securities may be exempt from certain fees. ¤�XäÆf^îŒ~fÅ8dœÏq3_9h�;a’Ôi?¥] €x[��qCH0¤ÂG��q³#D”ÑHk10~n‡ğŞ ½`ZÛ endstream endobj 88 0 obj /Filter<>/PubSec<>>>/Reference[<>/Type/SigRef>>]/SubFilter/adbe.pkcs7.detached/Type/Sig>>>>/Type/Catalog/ViewerPreferences<>>> endobj 89 0 obj <. 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